Banks Matthew C.'s Form 4 filing
Roku, Inc (ROKU) · filed Sep 5, 2024
- Accession no.
- 0001062993-24-016230
- Filed
- Sep 5, 2024
- Trade date
- Sep 3-4, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $13.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Banks Matthew C.CIK 0001959033 | Officer (VP, Corp Controller & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2024 | Class A Common Stock | MOption exerciseAcquired | +3,333 | $0.00 | $0 | 9,127 | Direct | |
| Sep 3, 2024 | Class A Common Stock | FTax withholdingDisposed | −1,655 | $65.22 | −$107,939.1 | 7,472 | Direct | |
| Sep 4, 2024 | Class A Common Stock | SSaleDisposed | −208 | $64.39 | −$13,393.12 | 7,264 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 3, 2024 | Class A Common Stock | MOption exerciseDisposed | −360 | $0.00 | $0 | 719 | Direct | |
| Sep 3, 2024 | Class A Common Stock | MOption exerciseDisposed | −749 | $0.00 | $0 | 1,495 | Direct | |
| Sep 3, 2024 | Class A Common Stock | MOption exerciseDisposed | −148 | $0.00 | $0 | 742 | Direct | |
| Sep 3, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,248 | $0.00 | $0 | 11,238 | Direct | |
| Sep 3, 2024 | Class A Common Stock | MOption exerciseDisposed | −828 | $0.00 | $0 | 6,622 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.