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Nadella Satya's Form 4 filing

Microsoft CorpMSFT · filed Sep 5, 2024

Accession no.
0001062993-24-016226
Filed
Sep 5, 2024
Trade date
Sep 4, 2024
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 7 non-derivative transactions. Open-market sales total $32.0M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nadella SatyaCIK 0001513142Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 4, 2024Common StockSSaleDisposed−2,800$404.99F2−$1,133,972939,880.24Direct
Sep 4, 2024Common StockSSaleDisposed−5,939$406.17F3−$2,412,243.63933,941.24Direct
Sep 4, 2024Common StockSSaleDisposed−9,648$407.02F4−$3,926,928.96924,293.24Direct
Sep 4, 2024Common StockSSaleDisposed−7,391$408.34F5−$3,018,040.94916,902.24Direct
Sep 4, 2024Common StockSSaleDisposed−36,955$409.12F6−$15,119,029.6879,947.24Direct
Sep 4, 2024Common StockSSaleDisposed−14,120$410.10F7−$5,790,612865,827.24Direct
Sep 4, 2024Common StockSSaleDisposed−1,500$410.82F8−$616,230864,327.24Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

This transaction was executed in multiple trades at prices ranging from $404.58 to $405.37. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades at prices ranging from $405.62. to $406.61. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades at prices ranging from $406.62 to $407.61. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades at prices ranging from $407.63 to $408.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades at prices ranging from $408.63 to $409.62. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades at prices ranging from $409.63 to $410.61. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades at prices ranging from $410.63 to $411.20. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.

Referenced by the price of 1 transaction in Table I.

Remarks

The sales reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted on September 7, 2023.

Read the full filing on SEC EDGAR (opens in a new tab)