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Younessi Ramin's Form 4 filing

Carpenter Technology CorpCRS · filed Aug 21, 2024

Accession no.
0001062993-24-015511
Filed
Aug 21, 2024
Trade date
Aug 19-21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $464.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Younessi RaminCIK 0001743079Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 19, 2024Common StockMOption exerciseAcquired+6,826$33.43+$228,193.186,826Direct
Aug 19, 2024Common StockMOption exerciseAcquired+2,408$34.30+$82,594.49,234Direct
Aug 19, 2024Common StockFTax withholdingDisposed−2,113$147.22−$311,075.867,121Direct
Aug 21, 2024Common StockSSaleDisposed−3,234$143.50F2−$464,0793,887Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 19, 2024Common StockMOption exerciseDisposed−6,826–F3–0Direct
Aug 19, 2024Common StockMOption exerciseDisposed−2,408–F3–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $143.428 per share to a high of $143.504 per share.

Referenced by the price of 1 transaction in Table I.

F3

The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.

Referenced by the price of 2 transactions in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)