MacDonald Neil B's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Jun 13, 2024
- Accession no.
- 0001062993-24-012597
- Filed
- Jun 13, 2024
- Trade date
- Jan 11-Jun 11, 2024
- Filing delay
- 154 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $752.0K. It was filed 154 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| MacDonald Neil BCIK 0001812556 | Officer (EVP, GM of Compute HPC AI) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 11, 2024 | Common Stock | MOption exerciseAcquired | +7,671 | $14.67 | +$112,533.57 | 147,724.77 | Direct | |
| Jun 11, 2024 | Common Stock | SSaleDisposed | −7,671 | $20.50 | −$157,255.5 | 140,053.77 | Direct | |
| Jun 11, 2024 | Common Stock | SSaleDisposed | −29,000 | $20.51F2 | −$594,790 | 111,053.77 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 11, 2024 | Common Stock | MOption exerciseDisposed | −7,671 | $0.00 | $0 | 0 | Direct | |
| Jan 11, 2024 | Common Stock | AGrant or awardAcquired | +478.48 | –F6 | – | 33,568.48 | Direct | |
| Jan 11, 2024 | Common Stock | AGrant or awardAcquired | +1,355.26 | –F7 | – | 92,027.26 | Direct | |
| Jan 11, 2024 | Common Stock | AGrant or awardAcquired | +2,388.97 | –F8 | – | 157,475.97 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price in Column 4 is a weighted average price. The prices actually paid ranged from $20.38 to $20.60. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F6
As previously reported, on 12/09/21 the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 246.6744 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 231.8060 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.
Referenced by the price of 1 transaction in Table II.
- F7
As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 698.6885 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 656.5746 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.
Referenced by the price of 1 transaction in Table II.
- F8
As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,231.60110 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 1,157.36570 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.
Referenced by the price of 1 transaction in Table II.
Remarks
The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 03/12/24.