Neri Antonio F's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Jun 12, 2024
- Accession no.
- 0001062993-24-012508
- Filed
- Jun 12, 2024
- Trade date
- Jan 11-Jun 10, 2024
- Filing delay
- 153 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $7.34M. It was filed 153 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Neri Antonio FCIK 0001648401 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2024 | Common Stock | MOption exerciseAcquired | +365,945 | $14.67 | +$5,368,413.15 | 2,374,586 | Direct | |
| Jun 10, 2024 | Common Stock | SSaleDisposed | −365,945 | $20.07F2 | −$7,344,516.15 | 2,008,641 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2024 | Common Stock | MOption exerciseDisposed | −365,945 | $0.00 | $0 | 0 | Direct | |
| Jan 11, 2024 | Common Stock | AGrant or awardAcquired | +2,089.11 | –F5 | – | 146,349.11 | Direct | |
| Jan 11, 2024 | Common Stock | AGrant or awardAcquired | +4,551.69 | –F6 | – | 309,010.69 | Direct | |
| Jan 11, 2024 | Common Stock | AGrant or awardAcquired | +7,644.69 | –F7 | – | 503,922.69 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.955 to $20.205. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F5
As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,077.0147 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 1,012.0970 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.
Referenced by the price of 1 transaction in Table II.
- F6
As previously reported, on 12/08/22, the reporting person was granted 460,405 restricted stock units, 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,346.5675 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 2,205.1269 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.
Referenced by the price of 1 transaction in Table II.
- F7
As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,941.1203 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 3,703.5672 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.
Referenced by the price of 1 transaction in Table II.
Remarks
The reported transaction occurred pursuant to a trading plan adopted on 03/11/24.