Fyfield Mai's Form 4 filing
Roku, Inc (ROKU) · filed Jun 10, 2024
- Accession no.
- 0001062993-24-012332
- Filed
- Jun 10, 2024
- Trade date
- Jun 6-10, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 3 derivative transactions. Open-market sales total $37.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fyfield MaiCIK 0001741111 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 10, 2024 | Class A Common Stock | MOption exerciseAcquired | +2,164 | $0.00 | $0 | 3,909 | Direct | |
| Jun 10, 2024 | Class A Common Stock | SSaleDisposed | −650 | $57.88 | −$37,622 | 3,259 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 6, 2024 | Class A Common Stock | AGrant or awardAcquired | +2,029 | $0.00 | $0 | 2,029 | Direct | |
| Jun 6, 2024 | Class A Common Stock | AGrant or awardAcquired | +3,652 | $0.00 | $0 | 3,652 | Direct | |
| Jun 10, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,164 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.