Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jun 6, 2024
- Accession no.
- 0001062993-24-012100
- Filed
- Jun 6, 2024
- Trade date
- Jun 4-5, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $2.05M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 4, 2024 | Common Stock | SSaleDisposed | −653 | $291.28F2 | −$190,205.84 | 10,648,275 | Direct | |
| Jun 4, 2024 | Common Stock | SSaleDisposed | −3,035 | $292.32F3 | −$887,191.2 | 10,645,240 | Direct | |
| Jun 4, 2024 | Common Stock | SSaleDisposed | −2,253 | $293.14F4 | −$660,444.42 | 10,642,987 | Direct | |
| Jun 4, 2024 | Common Stock | SSaleDisposed | −678 | $293.98F5 | −$199,318.44 | 10,642,309 | Direct | |
| Jun 5, 2024 | Common Stock | SSaleDisposed | −22 | $291.64F6 | −$6,416.08 | 10,642,287 | Direct | |
| Jun 5, 2024 | Common Stock | SSaleDisposed | −61 | $293.23F7 | −$17,887.03 | 10,642,226 | Direct | |
| Jun 5, 2024 | Common Stock | SSaleDisposed | −41 | $293.67F8 | −$12,040.47 | 10,642,185 | Direct | |
| Jun 5, 2024 | Common Stock | SSaleDisposed | −155 | $295.15F9 | −$45,748.25 | 10,642,030 | Direct | |
| Jun 5, 2024 | Common Stock | SSaleDisposed | −118 | $296.02F10 | −$34,930.36 | 10,641,912 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $290.5500 to $291.5300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $291.7000 to $292.6900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $292.7100 to $293.5300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $293.8300 to $294.3450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $291.2750 to $291.8350. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $292.5800 to $293.4800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $293.5850 to $293.7150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $294.6500 to $295.5700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $295.7400 to $296.3100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.