Fuchsberg Gilbert's Form 4 filing
Roku, Inc (ROKU) · filed Jun 5, 2024
- Accession no.
- 0001062993-24-012006
- Filed
- Jun 5, 2024
- Trade date
- Jun 3-4, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $108.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fuchsberg GilbertCIK 0001937263 | Officer (SVP, Subscriptions & Corp Dev) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 3, 2024 | Class A Common Stock | MOption exerciseAcquired | +6,896 | $0.00 | $0 | 43,154 | Direct | |
| Jun 3, 2024 | Class A Common Stock | FTax withholdingDisposed | −3,816 | $57.94 | −$221,099.04 | 39,338 | Direct | |
| Jun 4, 2024 | Class A Common Stock | SSaleDisposed | −1,908 | $57.09 | −$108,927.72 | 37,430 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 3, 2024 | Class A Common Stock | MOption exerciseDisposed | −841 | $0.00 | $0 | 0 | Direct | |
| Jun 3, 2024 | Class A Common Stock | MOption exerciseDisposed | −889 | $0.00 | $0 | 0 | Direct | |
| Jun 3, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,543 | $0.00 | $0 | 10,169 | Direct | |
| Jun 3, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,623 | $0.00 | $0 | 23,607 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.