Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Jun 4, 2024
- Accession no.
- 0001062993-24-011892
- Filed
- Jun 4, 2024
- Trade date
- May 31-Jun 3, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions. Open-market sales total $3.92M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2024 | Common Stock | SSaleDisposed | −2,548 | $286.68F2 | −$730,460.64 | 10,659,977 | Direct | |
| May 31, 2024 | Common Stock | SSaleDisposed | −1,745 | $288.13F3 | −$502,786.85 | 10,658,232 | Direct | |
| May 31, 2024 | Common Stock | SSaleDisposed | −242 | $288.50F4 | −$69,817 | 10,657,990 | Direct | |
| Jun 3, 2024 | Common Stock | SSaleDisposed | −2,225 | $287.71F5 | −$640,154.75 | 10,655,765 | Direct | |
| Jun 3, 2024 | Common Stock | SSaleDisposed | −1,141 | $288.59F6 | −$329,281.19 | 10,654,624 | Direct | |
| Jun 3, 2024 | Common Stock | SSaleDisposed | −4,466 | $289.76F7 | −$1,294,068.16 | 10,650,158 | Direct | |
| Jun 3, 2024 | Common Stock | SSaleDisposed | −1,230 | $290.55F8 | −$357,376.5 | 10,648,928 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $286.4300 to $287.4100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $287.4600 to $288.3800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $288.4750 to $288.6800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $287.2500 to $288.2400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $288.2700 to $289.2100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $289.3700 to $290.3600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $290.3800 to $290.8900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.