Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed May 31, 2024
- Accession no.
- 0001062993-24-011559
- Filed
- May 31, 2024
- Trade date
- May 29-30, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions. Open-market sales total $1.71M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 29, 2024 | Common Stock | SSaleDisposed | −95 | $290.95 | −$27,640.25 | 10,668,394 | Direct | |
| May 30, 2024 | Common Stock | SSaleDisposed | −4,663 | $286.98F2 | −$1,338,187.74 | 10,663,731 | Direct | |
| May 30, 2024 | Common Stock | SSaleDisposed | −1,205 | $287.85F3 | −$346,859.25 | 10,662,526 | Direct | |
| May 30, 2024 | Common Stock | SSaleDisposed | −1 | $288.82 | −$288.82 | 10,662,525 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $286.6900 to 287.6601. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $287.7000 to $288.000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.