Basso Rafael's Form 4 filing
Allison Transmission Holdings Inc (ALSN) · filed May 31, 2024
- Accession no.
- 0001062993-24-011546
- Filed
- May 31, 2024
- Trade date
- May 30, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $940.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Basso RafaelCIK 0001918715 | Officer (VP, Operations) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2024 | Common Stock | MOption exerciseAcquired | +2,075 | $37.11 | +$77,003.25 | 6,699 | Direct | |
| May 30, 2024 | Common Stock | MOption exerciseAcquired | +2,930 | $43.30 | +$126,869 | 9,629 | Direct | |
| May 30, 2024 | Common Stock | MOption exerciseAcquired | +3,765 | $49.60 | +$186,744 | 13,394 | Direct | |
| May 30, 2024 | Common Stock | MOption exerciseAcquired | +3,854 | $43.24 | +$166,646.96 | 17,248 | Direct | |
| May 30, 2024 | Common Stock | SSaleDisposed | −12,624 | $74.48 | −$940,235.52 | 4,624 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 30, 2024 | Common Stock | MOption exerciseDisposed | −2,075 | $0.00 | $0 | 0 | Direct | |
| May 30, 2024 | Common Stock | MOption exerciseDisposed | −2,930 | $0.00 | $0 | 0 | Direct | |
| May 30, 2024 | Common Stock | MOption exerciseDisposed | −3,765 | $0.00 | $0 | 0 | Direct | |
| May 30, 2024 | Common Stock | MOption exerciseDisposed | −3,854 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.