Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed May 17, 2024
- Accession no.
- 0001062993-24-010733
- Filed
- May 17, 2024
- Trade date
- May 15-16, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions. Open-market sales total $3.27M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 15, 2024 | Common Stock | SSaleDisposed | −17 | $297.25 | −$5,053.25 | 10,708,299 | Direct | |
| May 15, 2024 | Common Stock | SSaleDisposed | −188 | $298.76F2 | −$56,166.88 | 10,708,111 | Direct | |
| May 15, 2024 | Common Stock | SSaleDisposed | −264 | $299.80F3 | −$79,147.2 | 10,707,847 | Direct | |
| May 15, 2024 | Common Stock | SSaleDisposed | −2,947 | $301.03F4 | −$887,135.41 | 10,704,900 | Direct | |
| May 15, 2024 | Common Stock | SSaleDisposed | −1,388 | $301.87F5 | −$418,995.56 | 10,703,512 | Direct | |
| May 16, 2024 | Common Stock | SSaleDisposed | −3,419 | $300.26F6 | −$1,026,588.94 | 10,700,093 | Direct | |
| May 16, 2024 | Common Stock | SSaleDisposed | −2,513 | $301.04F7 | −$756,513.52 | 10,697,580 | Direct | |
| May 16, 2024 | Common Stock | SSaleDisposed | −130 | $301.70 | −$39,221 | 10,697,450 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $298.3650 to $299.1750. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $299.4200 to $300.1100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $300.5700 to $301.4700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $301.6000 to $302.4400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $299.6400 to $300.6300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $300.6400 to $301.5200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.