Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed May 9, 2024
- Accession no.
- 0001062993-24-009807
- Filed
- May 9, 2024
- Trade date
- May 6-8, 2024
- Filing delay
- 3 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions. Open-market sales total $2.33M. It was filed 3 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 7, 2024 | Common Stock | SSaleDisposed | −53 | $298.39F2 | −$15,814.67 | 10,733,773 | Direct | |
| May 7, 2024 | Common Stock | SSaleDisposed | −2,882 | $299.90F3 | −$864,311.8 | 10,730,891 | Direct | |
| May 7, 2024 | Common Stock | SSaleDisposed | −3,936 | $300.74F4 | −$1,183,712.64 | 10,726,955 | Direct | |
| May 7, 2024 | Common Stock | SSaleDisposed | −473 | $301.62F5 | −$142,666.26 | 10,726,482 | Direct | |
| May 8, 2024 | Common Stock | SSaleDisposed | −30 | $302.53 | −$9,075.9 | 10,726,452 | Direct | |
| May 8, 2024 | Common Stock | SSaleDisposed | −104 | $299.82F6 | −$31,181.28 | 10,726,348 | Direct | |
| May 6, 2024 | Common Stock | SSaleDisposed | −280 | $300.02F7 | −$84,005.6 | 10,726,068 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $298.1800 to $298.4950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $299.2800 to $300.2700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $300.2900 to $301.2801. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $301.3100 to $302.2500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $298.9500 to $299.8950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $299.9650 to $300.2100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.