Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed May 7, 2024
- Accession no.
- 0001062993-24-009560
- Filed
- May 7, 2024
- Trade date
- May 3-6, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $4.87M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2024 | Common Stock | SSaleDisposed | −18 | $291.74 | −$5,251.32 | 10,750,248 | Direct | |
| May 3, 2024 | Common Stock | SSaleDisposed | −2,010 | $293.57F2 | −$590,075.7 | 10,748,238 | Direct | |
| May 3, 2024 | Common Stock | SSaleDisposed | −5,016 | $294.31F3 | −$1,476,258.96 | 10,743,222 | Direct | |
| May 3, 2024 | Common Stock | SSaleDisposed | −1,910 | $295.24F4 | −$563,908.4 | 10,741,312 | Direct | |
| May 6, 2024 | Common Stock | SSaleDisposed | −128 | $295.62F5 | −$37,839.36 | 10,741,184 | Direct | |
| May 6, 2024 | Common Stock | SSaleDisposed | −352 | $296.84F6 | −$104,487.68 | 10,740,832 | Direct | |
| May 6, 2024 | Common Stock | SSaleDisposed | −2,563 | $297.50F7 | −$762,492.5 | 10,738,269 | Direct | |
| May 6, 2024 | Common Stock | SSaleDisposed | −2,524 | $298.67F8 | −$753,843.08 | 10,735,745 | Direct | |
| May 6, 2024 | Common Stock | SSaleDisposed | −1,919 | $299.34F9 | −$574,433.46 | 10,733,826 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $292.8900 to $293.8700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $293.9100 to $294.8600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $294.9150 to $295.9100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $295.0001 to $295.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $296.0201 to $297.0050. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $297.0300 to $297.9400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $298.0700 to $299.0500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $299.0950 to $300.000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.