Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed May 3, 2024
- Accession no.
- 0001062993-24-009355
- Filed
- May 3, 2024
- Trade date
- May 1-2, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 13 non-derivative transactions. Open-market sales total $4.80M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 1, 2024 | Common Stock | SSaleDisposed | −1,199 | $282.95F2 | −$339,257.05 | 10,765,713 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −1,034 | $284.36F3 | −$294,028.24 | 10,764,679 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −368 | $285.59F4 | −$105,097.12 | 10,764,311 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −1,597 | $286.48F5 | −$457,508.56 | 10,762,714 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −1,852 | $287.50F6 | −$532,450 | 10,760,862 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −800 | $288.55F7 | −$230,840 | 10,760,062 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −753 | $289.65F8 | −$218,106.45 | 10,759,309 | Direct | |
| May 1, 2024 | Common Stock | SSaleDisposed | −722 | $290.44F9 | −$209,697.68 | 10,758,587 | Direct | |
| May 2, 2024 | Common Stock | SSaleDisposed | −569 | $287.66F10 | −$163,678.54 | 10,758,018 | Direct | |
| May 2, 2024 | Common Stock | SSaleDisposed | −1,063 | $288.87F11 | −$307,068.81 | 10,756,955 | Direct | |
| May 2, 2024 | Common Stock | SSaleDisposed | −2,185 | $289.70F12 | −$632,994.5 | 10,754,770 | Direct | |
| May 2, 2024 | Common Stock | SSaleDisposed | −3,911 | $290.80F13 | −$1,137,318.8 | 10,750,859 | Direct | |
| May 2, 2024 | Common Stock | SSaleDisposed | −593 | $291.63F14 | −$172,936.59 | 10,750,266 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $282.4350 to $283.3100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $283.8800 to $284.8600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $284.9000 to $285.8600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $285.9150 to $286.8800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $286.9800 to $287.9300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $288.0200 to $288.9400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $289.1200 to $290.0850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $290.1250 to $291.0200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $287.1800 to $287.9500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $288.1900 to $289.1850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $289.2450 to $290.2400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $290.2700 to $291.2200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
The transaction was executed in multiple trades at prices ranging from $291.3500 to $291.8650. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.