Parallel49 Equity, ULC's Form 4 filing
CPI Card Group Inc. (PMTS) · filed Apr 15, 2024
- Accession no.
- 0001062993-24-008402
- Filed
- Apr 15, 2024, 1:51 PM ET
- Trade date
- Apr 5, 2024
- Filing delay
- 10 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 1 non-derivative transaction. Open-market sales total $4.40M. It was filed 10 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Parallel49 Equity, ULCCIK 0001655148 | 10% Owner |
| Tricor Pacific Capital Partners (Fund IV) U.S., LPCIK 0001655154 | 10% Owner |
| Tricor Pacific Capital Partners (Fund IV), LPCIK 0001655155 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 5, 2024 | Common Stock | SSaleDisposed | −244,314 | $18.03 | −$4,404,004.16 | 6,314,511 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.