Lopez Miguel A's Form 4 filing
Ribbon Communications Inc. (RBBN) · filed Mar 18, 2024
- Accession no.
- 0001062993-24-006570
- Filed
- Mar 18, 2024
- Trade date
- Mar 15, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market purchases total $5.80K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lopez Miguel ACIK 0001600024 | Officer (EVP, CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2024 | Common Stock | PPurchaseAcquired | +2,000 | $2.90 | +$5,800 | 280,875 | Direct | |
| Mar 15, 2024 | Common Stock | MOption exerciseAcquired | +8,960 | – | – | 289,835 | Direct | |
| Mar 15, 2024 | Common Stock | MOption exerciseAcquired | +3,441 | – | – | 293,276 | Direct | |
| Mar 15, 2024 | Common Stock | FTax withholdingDisposed | −4,155 | $2.83 | −$11,758.65 | 289,121 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 15, 2024 | Common Stock | MOption exerciseDisposed | −8,960 | $0.00 | $0 | 0 | Direct | |
| Mar 15, 2024 | Common Stock | MOption exerciseDisposed | −3,441 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.