Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Mar 8, 2024
- Accession no.
- 0001062993-24-006009
- Filed
- Mar 8, 2024
- Trade date
- Mar 6-7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 12 non-derivative transactions. Open-market sales total $5.75M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 6, 2024 | Common Stock | SSaleDisposed | −377 | $305.45F2 | −$115,154.65 | 10,799,636 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −173 | $306.20F3 | −$52,972.6 | 10,799,463 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −1,720 | $308.11F4 | −$529,949.2 | 10,797,743 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −3,993 | $309.18F5 | −$1,234,555.74 | 10,793,750 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −3,146 | $309.97F6 | −$975,165.62 | 10,790,604 | Direct | |
| Mar 6, 2024 | Common Stock | SSaleDisposed | −573 | $310.77F7 | −$178,071.21 | 10,790,031 | Direct | |
| Mar 7, 2024 | Common Stock | SSaleDisposed | −2,294 | $310.17F8 | −$711,529.98 | 10,787,737 | Direct | |
| Mar 7, 2024 | Common Stock | SSaleDisposed | −3,193 | $311.13F9 | −$993,438.09 | 10,784,544 | Direct | |
| Mar 7, 2024 | Common Stock | SSaleDisposed | −908 | $311.86F10 | −$283,168.88 | 10,783,636 | Direct | |
| Mar 7, 2024 | Common Stock | SSaleDisposed | −552 | $313.48F11 | −$173,040.96 | 10,783,084 | Direct | |
| Mar 7, 2024 | Common Stock | SSaleDisposed | −1,585 | $314.48F12 | −$498,450.8 | 10,781,499 | Direct | |
| Mar 7, 2024 | Common Stock | SSaleDisposed | −1 | $315.06 | −$315.06 | 10,781,498 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $305.0200 to $305.8500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $306.0450 to $306.2850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $307.5500 to $308.4900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $308.5700 to $309.5600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $309.5800 to $310.5550. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $310.5800 to $311.1500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $309.6700 to $310.6100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $310.7100 to $311.5900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $311.8000 to $312.7900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $313.0000 to $313.9700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $314.0450 to $314.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.