Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Mar 6, 2024
- Accession no.
- 0001062993-24-005737
- Filed
- Mar 6, 2024
- Trade date
- Mar 4-5, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $6.55M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 4, 2024 | Common Stock | SSaleDisposed | −280 | $299.64F2 | −$83,899.2 | 10,821,311 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −240 | $300.90F3 | −$72,216 | 10,821,071 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −3,648 | $302.84F4 | −$1,104,760.32 | 10,817,423 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −5,175 | $303.58F5 | −$1,571,026.5 | 10,812,248 | Direct | |
| Mar 4, 2024 | Common Stock | SSaleDisposed | −518 | $304.38F6 | −$157,668.84 | 10,811,730 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −3,640 | $302.83F7 | −$1,102,301.2 | 10,808,090 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −5,133 | $303.86F8 | −$1,559,713.38 | 10,802,957 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −2,793 | $304.78F9 | −$851,250.54 | 10,800,164 | Direct | |
| Mar 5, 2024 | Common Stock | SSaleDisposed | −151 | $305.76F10 | −$46,169.76 | 10,800,013 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $299.4700 to $300.4400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $300.8750 to $301.0000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $302.2200 to $303.2150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $303.2200 to $304.1700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $304.2900 to $304.8300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $302.2500 to $303.2100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $303.3200 to $304.3000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $304.3400 to $305.1800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $305.7550 to $305.7800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.