Fuchsberg Gilbert's Form 4 filing
Roku, Inc (ROKU) · filed Mar 5, 2024
- Accession no.
- 0001062993-24-005629
- Filed
- Mar 5, 2024
- Trade date
- Mar 1-4, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 4 derivative transactions. Open-market sales total $120.6K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fuchsberg GilbertCIK 0001937263 | Officer (SVP, Subscriptions & Corp Dev) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Class A Common Stock | MOption exerciseAcquired | +6,894 | $0.00 | $0 | 41,980 | Direct | |
| Mar 1, 2024 | Class A Common Stock | FTax withholdingDisposed | −3,814 | $63.35 | −$241,616.9 | 38,166 | Direct | |
| Mar 4, 2024 | Class A Common Stock | SSaleDisposed | −1,908 | $63.20 | −$120,585.6 | 36,258 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −840 | $0.00 | $0 | 841 | Direct | |
| Mar 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −889 | $0.00 | $0 | 889 | Direct | |
| Mar 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,542 | $0.00 | $0 | 12,712 | Direct | |
| Mar 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −2,623 | $0.00 | $0 | 26,230 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.