Banks Matthew C.'s Form 4 filing
Roku, Inc (ROKU) · filed Mar 5, 2024
- Accession no.
- 0001062993-24-005624
- Filed
- Mar 5, 2024
- Trade date
- Mar 1, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market sales total $12.9K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Banks Matthew C.CIK 0001959033 | Officer (VP, Corp Controller & CAO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Class A Common Stock | MOption exerciseAcquired | +3,330 | $0.00 | $0 | 7,456 | Direct | |
| Mar 1, 2024 | Class A Common Stock | FTax withholdingDisposed | −1,677 | $63.35 | −$106,237.95 | 5,779 | Direct | |
| Mar 1, 2024 | Class A Common Stock | SSaleDisposed | −204 | $63.20 | −$12,892.8 | 5,575 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −359 | $0.00 | $0 | 1,438 | Direct | |
| Mar 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −746 | $0.00 | $0 | 2,990 | Direct | |
| Mar 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −148 | $0.00 | $0 | 1,039 | Direct | |
| Mar 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −1,249 | $0.00 | $0 | 13,735 | Direct | |
| Mar 1, 2024 | Class A Common Stock | MOption exerciseDisposed | −828 | $0.00 | $0 | 8,278 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.