Mason Jeanne K's Form 4 filing
Baxter International IncBAX · filed Mar 5, 2024
- Accession no.
- 0001062993-24-005492
- Filed
- Mar 5, 2024
- Trade date
- Mar 1, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $2.62M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mason Jeanne KCIK 0001362109 | Officer (EVP, Chief HR Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock, $1 par value | MOption exerciseAcquired | +64,488 | $37.17 | +$2,397,018.96 | 206,778 | Direct | |
| Mar 1, 2024 | Common Stock, $1 par value | SSaleDisposed | −64,488 | $40.61F2 | −$2,618,857.68 | 142,290 | Direct | |
| Mar 1, 2024 | Common Stock, $1 par value | FTax withholdingDisposed | −963 | $41.01 | −$39,492.63 | 141,326 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 1, 2024 | Common Stock, $1 par value | MOption exerciseDisposed | −64,488 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price reflects weighted average sales price. Range of prices for transactions are $40.28 through $40.93. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request.
Referenced by the price of 1 transaction in Table I.