Graziosi David S.'s Form 4 filing
Allison Transmission Holdings Inc (ALSN) · filed Feb 28, 2024
- Accession no.
- 0001062993-24-004730
- Filed
- Feb 28, 2024
- Trade date
- Feb 26-27, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.49M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Graziosi David S.CIK 0001543492 | Director, Officer (Chair, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2024 | Common Stock | MOption exerciseAcquired | +29,696 | $43.13 | +$1,280,788.48 | 163,760 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −29,696 | $74.84 | −$2,222,448.64 | 134,064 | Direct | |
| Feb 27, 2024 | Common Stock | MOption exerciseAcquired | +8,464 | $43.13 | +$365,052.32 | 142,528 | Direct | |
| Feb 27, 2024 | Common Stock | MOption exerciseAcquired | +88,600 | $38.11 | +$3,376,546 | 231,128 | Direct | |
| Feb 27, 2024 | Common Stock | SSaleDisposed | −97,064 | $74.87 | −$7,267,181.68 | 134,064 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 26, 2024 | Common Stock | MOption exerciseDisposed | −29,696 | $0.00 | $0 | 8,464 | Direct | |
| Feb 27, 2024 | Common Stock | MOption exerciseDisposed | −8,464 | $0.00 | $0 | 0 | Direct | |
| Feb 27, 2024 | Common Stock | MOption exerciseDisposed | −88,600 | $0.00 | $0 | 44,301 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.