Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Feb 27, 2024
- Accession no.
- 0001062993-24-004656
- Filed
- Feb 27, 2024
- Trade date
- Feb 23-26, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 15 non-derivative transactions. Open-market sales total $5.62M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2024 | Common Stock | SSaleDisposed | −100 | $282.10 | −$28,210 | 10,871,721 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −20 | $283.90 | −$5,678 | 10,871,701 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −100 | $291.33 | −$29,133 | 10,871,601 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −304 | $292.82F2 | −$89,017.28 | 10,871,297 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −654 | $294.50F3 | −$192,603 | 10,870,643 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −838 | $295.23F4 | −$247,402.74 | 10,869,805 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −2,339 | $296.88F5 | −$694,402.32 | 10,867,466 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −2,732 | $298.00F6 | −$814,136 | 10,864,734 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −1,094 | $298.78F7 | −$326,865.32 | 10,863,640 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −1,687 | $299.95F8 | −$506,015.65 | 10,861,953 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −2,537 | $301.06F9 | −$763,789.22 | 10,859,416 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −245 | $301.77F10 | −$73,933.65 | 10,859,171 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −3,451 | $298.12F11 | −$1,028,812.12 | 10,855,720 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −1,835 | $299.42F12 | −$549,435.7 | 10,853,885 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −912 | $300.13F13 | −$273,718.56 | 10,852,973 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $292.6800 to $293.2450. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $293.8250 to $294.6500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $294.8650 to $295.7800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $296.3850 to $297.2100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $297.4250 to $298.4100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $298.4300 to $299.3700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $299.4300 to $300.3800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $300.6000 to $301.5700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
The transaction was executed in multiple trades at prices ranging from $301.7100 to $301.8400. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
The transaction was executed in multiple trades at prices ranging from $297.7100 to $298.7000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
The transaction was executed in multiple trades at prices ranging from $298.8400 to $299.7700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
The transaction was executed in multiple trades at prices ranging from $299.8500 to $300.5300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.