Graziosi David S.'s Form 4 filing
Allison Transmission Holdings Inc (ALSN) · filed Feb 27, 2024
- Accession no.
- 0001062993-24-004602
- Filed
- Feb 27, 2024
- Trade date
- Feb 20-24, 2024
- Filing delay
- 7 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $5.39M. It was filed 7 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Graziosi David S.CIK 0001543492 | Director, Officer (Chair, President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2024 | Common Stock | MOption exerciseAcquired | +76,318 | $43.13 | +$3,291,595.34 | 201,797 | Direct | |
| Feb 20, 2024 | Common Stock | SSaleDisposed | −76,318 | $70.57 | −$5,385,761.26 | 125,479 | Direct | |
| Feb 24, 2024 | Common Stock | MOption exerciseAcquired | +14,767 | – | – | 140,246 | Direct | |
| Feb 24, 2024 | Common Stock | MOption exerciseAcquired | +593 | – | – | 140,839 | Direct | |
| Feb 24, 2024 | Common Stock | FTax withholdingDisposed | −6,775 | $74.63 | −$505,618.25 | 134,064 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2024 | Common Stock | MOption exerciseDisposed | −76,318 | $0.00 | $0 | 38,160 | Direct | |
| Feb 24, 2024 | Common Stock | MOption exerciseDisposed | −14,767 | $0.00 | $0 | 14,767 | Direct | |
| Feb 24, 2024 | Common Stock | MOption exerciseDisposed | −593 | $0.00 | $0 | 1,091 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.