Skip to main content

Pittard Dana JH's Form 4 filing

Allison Transmission Holdings Inc (ALSN) · filed Feb 27, 2024

Accession no.
0001062993-24-004596
Filed
Feb 27, 2024
Trade date
Feb 23, 2024
Filing delay
4 days
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $195.6K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pittard Dana JHCIK 0001661939Officer (VP, Defense Programs)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 23, 2024Common StockMOption exerciseAcquired+895––5,523Direct
Feb 23, 2024Common StockMOption exerciseAcquired+34––5,557Direct
Feb 23, 2024Common StockFTax withholdingDisposed−414$74.63−$30,896.825,143Direct
Feb 23, 2024Common StockMOption exerciseAcquired+2,686$39.42+$105,882.127,829Direct
Feb 23, 2024Common StockSSaleDisposed−2,686$72.84−$195,648.245,143Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 23, 2024Common StockMOption exerciseDisposed−895$0.00$0896Direct
Feb 23, 2024Common StockMOption exerciseDisposed−34$0.00$063Direct
Feb 23, 2024Common StockMOption exerciseDisposed−2,686$0.00$02,686Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)