van Niekerk Teresa's Form 4 filing
Allison Transmission Holdings Inc (ALSN) · filed Feb 27, 2024
- Accession no.
- 0001062993-24-004591
- Filed
- Feb 27, 2024
- Trade date
- Feb 23-26, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 5 derivative transactions. Open-market sales total $467.3K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| van Niekerk TeresaCIK 0001918190 | Officer (VP, Chief Procurement Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2024 | Common Stock | MOption exerciseAcquired | +1,101 | – | – | 18,686 | Direct | |
| Feb 23, 2024 | Common Stock | MOption exerciseAcquired | +42 | – | – | 18,728 | Direct | |
| Feb 23, 2024 | Common Stock | FTax withholdingDisposed | −324 | $74.63 | −$24,180.12 | 18,404 | Direct | |
| Feb 26, 2024 | Common Stock | MOption exerciseAcquired | +2,761 | $43.13 | +$119,081.93 | 21,165 | Direct | |
| Feb 26, 2024 | Common Stock | MOption exerciseAcquired | +3,302 | $39.42 | +$130,164.84 | 24,467 | Direct | |
| Feb 26, 2024 | Common Stock | MOption exerciseAcquired | +2,886 | $47.35 | +$136,652.1 | 27,353 | Direct | |
| Feb 26, 2024 | Common Stock | SSaleDisposed | −6,241 | $74.87 | −$467,263.67 | 21,112 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2024 | Common Stock | MOption exerciseDisposed | −1,101 | $0.00 | $0 | 1,101 | Direct | |
| Feb 23, 2024 | Common Stock | MOption exerciseDisposed | −42 | $0.00 | $0 | 78 | Direct | |
| Feb 26, 2024 | Common Stock | MOption exerciseDisposed | −2,761 | $0.00 | $0 | 0 | Direct | |
| Feb 26, 2024 | Common Stock | MOption exerciseDisposed | −3,302 | $0.00 | $0 | 3,303 | Direct | |
| Feb 26, 2024 | Common Stock | MOption exerciseDisposed | −2,886 | $0.00 | $0 | 5,774 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.