Scroggins Eric C.'s Form 4 filing
Allison Transmission Holdings Inc (ALSN) · filed Feb 27, 2024
- Accession no.
- 0001062993-24-004588
- Filed
- Feb 27, 2024
- Trade date
- Feb 23, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 4 derivative transactions. Open-market sales total $317.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Scroggins Eric C.CIK 0001543507 | Officer (VP, Gen. Counsel & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2024 | Common Stock | MOption exerciseAcquired | +1,060 | – | – | 10,895 | Direct | |
| Feb 23, 2024 | Common Stock | MOption exerciseAcquired | +41 | – | – | 10,936 | Direct | |
| Feb 23, 2024 | Common Stock | FTax withholdingDisposed | −325 | $74.63 | −$24,254.75 | 10,611 | Direct | |
| Feb 23, 2024 | Common Stock | MOption exerciseAcquired | +3,181 | $39.42 | +$125,395.02 | 13,792 | Direct | |
| Feb 23, 2024 | Common Stock | MOption exerciseAcquired | +2,779 | $47.35 | +$131,585.65 | 16,571 | Direct | |
| Feb 23, 2024 | Common Stock | SSaleDisposed | −4,292 | $74.01 | −$317,650.92 | 12,279 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 23, 2024 | Common Stock | MOption exerciseDisposed | −1,060 | $0.00 | $0 | 1,061 | Direct | |
| Feb 23, 2024 | Common Stock | MOption exerciseDisposed | −41 | $0.00 | $0 | 75 | Direct | |
| Feb 23, 2024 | Common Stock | MOption exerciseDisposed | −3,181 | $0.00 | $0 | 3,182 | Direct | |
| Feb 23, 2024 | Common Stock | MOption exerciseDisposed | −2,779 | $0.00 | $0 | 5,560 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.