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de Montlivault Stephane's Form 4 filing

Otis Worldwide Corp (OTIS) · filed Feb 23, 2024

Accession no.
0001062993-24-004268
Filed
Feb 23, 2024
Trade date
Feb 21, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.68M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
de Montlivault StephaneCIK 0001807059Officer (President, Otis Asia Pacific)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 21, 2024Common StockMOption exerciseAcquired+19,841$67.83+$1,345,815.0387,115Direct
Feb 21, 2024Common StockMOption exerciseAcquired+44,406$63.92+$2,838,431.52131,521Direct
Feb 21, 2024Common StockFTax withholdingDisposed−45,854$91.25−$4,184,177.585,667Direct
Feb 21, 2024Common StockSSaleDisposed−18,393$91.10−$1,675,602.367,274Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 21, 2024Common StockMOption exerciseDisposed−19,841$0.00$00Direct
Feb 21, 2024Common StockMOption exerciseDisposed−44,406$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)