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Pittard Dana JH's Form 4 filing

Allison Transmission Holdings Inc (ALSN) · filed Feb 22, 2024

Accession no.
0001062993-24-004060
Filed
Feb 22, 2024
Trade date
Feb 20, 2024
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 10 non-derivative transactions and 7 derivative transactions. Open-market sales total $2.68M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Pittard Dana JHCIK 0001661939Officer (VP, Defense Programs)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Feb 20, 2024Common StockMOption exerciseAcquired+6,410$23.59+$151,211.910,597Direct
Feb 20, 2024Common StockMOption exerciseAcquired+4,929$37.11+$182,915.1915,526Direct
Feb 20, 2024Common StockMOption exerciseAcquired+6,196$43.30+$268,286.821,722Direct
Feb 20, 2024Common StockMOption exerciseAcquired+5,905$49.60+$292,88827,627Direct
Feb 20, 2024Common StockMOption exerciseAcquired+5,937$43.24+$256,715.8833,564Direct
Feb 20, 2024Common StockMOption exerciseAcquired+6,883$43.13+$296,863.7940,447Direct
Feb 20, 2024Common StockMOption exerciseAcquired+2,685$39.42+$105,842.743,132Direct
Feb 20, 2024Common StockSSaleDisposed−7,463$67.88−$506,588.4435,669Direct
Feb 20, 2024Common StockSSaleDisposed−31,475$68.91−$2,168,942.254,194Direct
Feb 20, 2024Common StockSSaleDisposed−7$69.69−$487.834,187Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Feb 20, 2024Common StockMOption exerciseDisposed−6,410$0.00$00Direct
Feb 20, 2024Common StockMOption exerciseDisposed−4,929$0.00$00Direct
Feb 20, 2024Common StockMOption exerciseDisposed−6,196$0.00$00Direct
Feb 20, 2024Common StockMOption exerciseDisposed−5,905$0.00$00Direct
Feb 20, 2024Common StockMOption exerciseDisposed−5,937$0.00$00Direct
Feb 20, 2024Common StockMOption exerciseDisposed−6,883$0.00$00Direct
Feb 20, 2024Common StockMOption exerciseDisposed−2,685$0.00$05,372Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)