LaFreniere Nora E.'s Form 4 filing
Otis Worldwide Corp (OTIS) · filed Feb 20, 2024
- Accession no.
- 0001062993-24-003744
- Filed
- Feb 20, 2024
- Trade date
- Feb 20, 2024
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.01M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| LaFreniere Nora E.CIK 0001807121 | Officer (EVP, General Counsel) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2024 | Common Stock | MOption exerciseAcquired | +5,873 | $60.88 | +$357,548.24 | 47,001 | Direct | |
| Feb 20, 2024 | Common Stock | MOption exerciseAcquired | +8,938 | $50.58 | +$452,084.04 | 55,939 | Direct | |
| Feb 20, 2024 | Common Stock | FTax withholdingDisposed | −8,906 | $90.90 | −$809,555.4 | 47,033 | Direct | |
| Feb 20, 2024 | Common Stock | SSaleDisposed | −22,106 | $90.87 | −$2,008,772.22 | 24,927 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 20, 2024 | Common Stock | MOption exerciseDisposed | −5,873 | $0.00 | $0 | 0 | Direct | |
| Feb 20, 2024 | Common Stock | MOption exerciseDisposed | −8,938 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.