Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Feb 15, 2024
- Accession no.
- 0001062993-24-003334
- Filed
- Feb 15, 2024
- Trade date
- Feb 14, 2024
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $2.48M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 14, 2024 | Common Stock | SSaleDisposed | −1,119 | $273.60F2 | −$306,158.4 | 10,907,591 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −2,011 | $274.48F3 | −$551,979.28 | 10,905,580 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −875 | $275.47F4 | −$241,036.25 | 10,904,705 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −2,481 | $276.63F5 | −$686,319.03 | 10,902,224 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −2,407 | $277.59F6 | −$668,159.13 | 10,899,817 | Direct | |
| Feb 14, 2024 | Common Stock | SSaleDisposed | −100 | $278.52 | −$27,852 | 10,899,717 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $273.0800 to $274.0200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $274.0900 to $275.0800. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $275.1000 to $276.0775. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $276.1100 to $277.0700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $277.1200 to $278.0900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.