Khare Anupam's Form 4 filing
Oshkosh CorpOSK · filed Feb 12, 2024
- Accession no.
- 0001062993-24-002794
- Filed
- Feb 12, 2024
- Trade date
- Feb 9, 2024
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $471.6K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Khare AnupamCIK 0001738375 | Officer (SVP/Chief Information Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Common Stock | MOption exerciseAcquired | +1,167 | $66.09 | +$77,127.03 | 14,665.8 | Direct | |
| Feb 9, 2024 | Common Stock | SSaleDisposed | −1,167 | $111.47F2 | −$130,085.49 | 13,498.8 | Direct | |
| Feb 9, 2024 | Common Stock | MOption exerciseAcquired | +3,067 | $90.28 | +$276,888.76 | 16,565.8 | Direct | |
| Feb 9, 2024 | Common Stock | SSaleDisposed | −3,067 | $111.34F3 | −$341,479.78 | 13,498.8 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 9, 2024 | Common Stock | MOption exerciseDisposed | −1,167 | $0.00 | $0 | 0 | Direct | |
| Feb 9, 2024 | Common Stock | MOption exerciseDisposed | −3,067 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents weighted average price. Individual sales by lot ranged from $111.42 to $111.55. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
Represents weighted average price. Individual sales by lot ranged from $111.231 to $111.44. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
Referenced by the price of 1 transaction in Table I.