Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Feb 9, 2024
- Accession no.
- 0001062993-24-002767
- Filed
- Feb 9, 2024
- Trade date
- Feb 7-8, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions. Open-market sales total $2.98M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 7, 2024 | Common Stock | SSaleDisposed | −420 | $273.87F2 | −$115,025.4 | 10,934,201 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −1,538 | $275.20F3 | −$423,257.6 | 10,932,633 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −900 | $275.90F4 | −$248,310 | 10,931,763 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −478 | $277.17F5 | −$132,487.26 | 10,931,285 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −3,320 | $278.45F6 | −$924,454 | 10,927,965 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −814 | $279.36F7 | −$227,399.04 | 10,927,151 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −2,889 | $277.57F8 | −$801,899.73 | 10,924,262 | Direct | |
| Feb 8, 2024 | Common Stock | SSaleDisposed | −403 | $278.26F9 | −$112,138.78 | 10,923,859 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $273.3950 to $274.3100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $274.5200 to $275.4600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $275.5200 to $276.2500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $276.8500 to $277.3100. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $277.9250 to $278.9200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $279.0300 to $279.4350. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $277.2000 to $278.1600. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $278.2600 to $278.3200. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.