Marks Judith Fran's Form 4 filing
Otis Worldwide Corp (OTIS) · filed Feb 8, 2024
- Accession no.
- 0001062993-24-002589
- Filed
- Feb 8, 2024
- Trade date
- Feb 6-7, 2024
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $3.43M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marks Judith FranCIK 0001665490 | Director, Officer (Chair, CEO & President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2024 | Common Stock | AGrant or awardAcquired | +136,278 | – | – | 262,060 | Direct | |
| Feb 6, 2024 | Common Stock | FTax withholdingDisposed | −32,429 | $91.94 | −$2,981,522.26 | 229,631 | Direct | |
| Feb 7, 2024 | Common Stock | SSaleDisposed | −37,312 | $91.83 | −$3,426,360.96 | 192,319 | Direct | |
| Feb 7, 2024 | Common Stock | MOption exerciseAcquired | +11,433 | – | – | 203,752 | Direct | |
| Feb 7, 2024 | Common Stock | FTax withholdingDisposed | −5,171 | $91.77 | −$474,542.67 | 198,581 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2024 | Common Stock | AGrant or awardAcquired | +34,212 | $0.00 | $0 | 34,212 | Direct | |
| Feb 6, 2024 | Common Stock | AGrant or awardAcquired | +129,311 | $0.00 | $0 | 129,311 | Direct | |
| Feb 7, 2024 | Common Stock | MOption exerciseDisposed | −11,433 | $0.00 | $0 | 22,873 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.