Smith Bradford L's Form 4 filing
Microsoft Corp (MSFT) · filed Feb 6, 2024
- Accession no.
- 0001062993-24-002112
- Filed
- Feb 6, 2024
- Trade date
- Feb 2-5, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market sales total $19.9M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Bradford LCIK 0001193119 | Officer (Vice Chair and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2024 | Common Stock | SSaleDisposed | −45,000 | $411.78F1 | −$18,530,100 | 574,129.27 | Direct | |
| Feb 5, 2024 | Common Stock | SSaleDisposed | −1,078 | $404.89F2 | −$436,471.42 | 573,051.27 | Direct | |
| Feb 5, 2024 | Common Stock | SSaleDisposed | −1,425 | $405.75F3 | −$578,193.75 | 571,626.27 | Direct | |
| Feb 5, 2024 | Common Stock | SSaleDisposed | −300 | $406.84F4 | −$122,052 | 571,326.27 | Direct | |
| Feb 5, 2024 | Common Stock | SSaleDisposed | −200 | $408.10F5 | −$81,620 | 571,126.27 | Direct | |
| Feb 5, 2024 | Common Stock | SSaleDisposed | −300 | $410.22F6 | −$123,066 | 570,826.27 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades at prices ranging from $411.47 to $412.18. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades at prices ranging from $404.18 to $405.13. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $405.26 to $406.15. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $406.40 to $407.08. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $407.73 to $408.47. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $409.68 to $410.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Referenced by the price of 1 transaction in Table I.