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Fennell Laura A's Form 4 filing

Intuit Inc. (INTU) · filed Jan 9, 2024

Accession no.
0001062993-24-000717
Filed
Jan 9, 2024
Trade date
Jan 5-8, 2024
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 12 non-derivative transactions and 2 derivative transactions. Open-market sales total $17.6M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fennell Laura ACIK 0001286631Officer (EVP, People and Places)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jan 5, 2024Common StockMOption exerciseAcquired+14,771$216.64+$3,199,989.4464,800.61Direct
Jan 5, 2024Common StockSSaleDisposed−5,298$587.90F1−$3,114,694.259,502.61Direct
Jan 5, 2024Common StockSSaleDisposed−656$588.76F2−$386,226.5658,846.61Direct
Jan 5, 2024Common StockSSaleDisposed−7,817$590.61F3−$4,616,798.3751,029.61Direct
Jan 5, 2024Common StockSSaleDisposed−1,000$591.19F4−$591,19050,029.61Direct
Jan 8, 2024Common StockMOption exerciseAcquired+14,772$216.64+$3,200,206.0864,801.61Direct
Jan 8, 2024Common StockSSaleDisposed−1,902$595.14F5−$1,131,956.2862,899.61Direct
Jan 8, 2024Common StockSSaleDisposed−1,736$596.03F6−$1,034,708.0861,163.61Direct
Jan 8, 2024Common StockSSaleDisposed−2,046$597.03F7−$1,221,523.3859,117.61Direct
Jan 8, 2024Common StockSSaleDisposed−500$598.01F8−$299,00558,617.61Direct
Jan 8, 2024Common StockSSaleDisposed−360$599.02F9−$215,647.258,257.61Direct
Jan 8, 2024Common StockSSaleDisposed−8,228$600.20F10−$4,938,445.650,029.61Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jan 5, 2024Common StockMOption exerciseDisposed−14,771$0.00$014,772Direct
Jan 8, 2024Common StockMOption exerciseDisposed−14,772$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

This transaction was executed in multiple trades ranging from $587.52 to $588.51. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

This transaction was executed in multiple trades ranging from $588.535 to $588.87. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

This transaction was executed in multiple trades ranging from $590.03 to $591.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

This transaction was executed in multiple trades ranging from $591.10 to $591.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

This transaction was executed in multiple trades ranging from $594.59 to $595.58. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

This transaction was executed in multiple trades ranging from $595.59 to $596.53. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

This transaction was executed in multiple trades ranging from $596.59 to $597.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

This transaction was executed in multiple trades ranging from $597.74 to $598.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

This transaction was executed in multiple trades ranging from $598.74 to $599.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

This transaction was executed in multiple trades ranging from $600.18 to $600.22. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)