Skip to main content

Ciaffoni Joseph's Form 4 filing

Collegium Pharmaceutical, Inc (COLL) · filed Dec 22, 2023

Accession no.
0001062993-23-023100
Filed
Dec 22, 2023
Trade date
Dec 21, 2023
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $132.4K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ciaffoni JosephCIK 0001443841Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 21, 2023Common StockMOption exerciseAcquired+4,357$21.34+$92,978.38279,357Direct
Dec 21, 2023Common StockSSaleDisposed−4,357$30.38−$132,365.66275,000Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Dec 21, 2023Common StockMOption exerciseDisposed−4,357$0.00$016,875Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)