Cox Jeremy's Form 4 filing
Hewlett Packard Enterprise Co (HPE) · filed Dec 18, 2023
- Accession no.
- 0001062993-23-022764
- Filed
- Dec 18, 2023
- Trade date
- Dec 14-16, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $263.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cox JeremyCIK 0001655286 | Officer (SVP, Controller, CTO & CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2023 | Common Stock | SSaleDisposed | −15,560 | $16.90F2 | −$262,964 | 14,374 | Direct | |
| Dec 16, 2023 | Common Stock | MOption exerciseAcquired | +3,006 | $16.72 | +$50,260.32 | 17,380 | Direct | |
| Dec 16, 2023 | Common Stock | FTax withholdingDisposed | −1,233 | $16.72 | −$20,615.76 | 16,147 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 16, 2023 | Common Stock | MOption exerciseDisposed | −3,006 | –F4 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.70 to $17.00. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
Referenced by the price of 1 transaction in Table I.
- F4
As previously reported, on 12/16/20, the reporting person was granted 8,224 restricted stock units ("RSUs"), 2,741 of which vested on 12/16/21, 2,741 of which vested on 12/16/22, and 2,742 of which vested on 12/16/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 264 vested dividend equivalent rights and a de minimus adjustment of 0.8459 due to fractional rounding of the dividend equivalent rights.
Referenced by the price of 1 transaction in Table II.