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Schultz John F's Form 4 filing

Hewlett Packard Enterprise Co (HPE) · filed Dec 13, 2023

Accession no.
0001062993-23-022517
Filed
Dec 13, 2023
Trade date
Dec 11, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 1 non-derivative transaction. Open-market sales total $3.44M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Schultz John FCIK 0001548933Officer (EVP, COLO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 11, 2023Common StockSSaleDisposed−209,748$16.40F1−$3,439,867.2278,118.04Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.22-$16.51. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.

Referenced by the price of 1 transaction in Table I.

Remarks

The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 03/07/23.

Read the full filing on SEC EDGAR (opens in a new tab)