Davin Thomas E's Form 4 filing
BRC Inc. (BRCC) · filed Dec 12, 2023
- Accession no.
- 0001062993-23-022435
- Filed
- Dec 12, 2023
- Trade date
- Dec 11, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.54M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Davin Thomas ECIK 0001259482 | Director, Officer (Co-Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Class B Common Stock | JOtherDisposed | −300,000 | $0.00 | $0 | 7,094,756 | Direct | |
| Dec 11, 2023 | Class B Common Stock | JOtherDisposed | −100,000 | $0.00 | $0 | 1,205,114 | Indirect | |
| Dec 11, 2023 | Class A Common Stock | CConversionAcquired | +300,000 | $0.00 | $0 | 316,597 | Direct | |
| Dec 11, 2023 | Class A Common Stock | CConversionAcquired | +100,000 | $0.00 | $0 | 100,000 | Indirect | |
| Dec 11, 2023 | Class A Common Stock | SSaleDisposed | −300,000 | $3.85 | −$1,155,000 | 16,597 | Direct | |
| Dec 11, 2023 | Class A Common Stock | SSaleDisposed | −100,000 | $3.85 | −$385,000 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 11, 2023 | Class A Common Stock | CConversionDisposed | −300,000 | $0.00 | $0 | 7,094,756 | Direct | |
| Dec 11, 2023 | Class A Common Stock | CConversionDisposed | −100,000 | $0.00 | $0 | 1,205,114 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.