Goodarzi Sasan K's Form 4 filing
Intuit Inc. (INTU) · filed Dec 8, 2023
- Accession no.
- 0001062993-23-022248
- Filed
- Dec 8, 2023
- Trade date
- Dec 6, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 20 non-derivative transactions and 1 derivative transaction. Open-market sales total $53.3M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Goodarzi Sasan KCIK 0001412321 | Director, Officer (CEO, President, and Director) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2023 | Common Stock | MOption exerciseAcquired | +78,170 | $135.35 | +$10,580,309.5 | 158,965 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −10,521 | $566.28F1 | −$5,957,831.88 | 148,444 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −17,742 | $567.35F2 | −$10,065,923.7 | 130,702 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −13,082 | $568.26F3 | −$7,433,977.32 | 117,620 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −10,760 | $569.27F4 | −$6,125,345.2 | 106,860 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −12,181 | $570.20F5 | −$6,945,606.2 | 94,679 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −3,064 | $571.20F6 | −$1,750,156.8 | 91,615 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −2,400 | $572.16F7 | −$1,373,184 | 89,215 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −6,928 | $573.06F8 | −$3,970,159.68 | 82,287 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −300 | $574.05 | −$172,215 | 81,987 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −1,192 | $575.35F9 | −$685,817.2 | 80,795 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −2,427 | $566.42F10 | −$1,374,701.34 | 78,368 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −4,446 | $567.59F11 | −$2,523,505.14 | 73,922 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −2,002 | $568.66F12 | −$1,138,457.32 | 71,920 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −2,700 | $569.66F13 | −$1,538,082 | 69,220 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −1,800 | $570.63F14 | −$1,027,134 | 67,420 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −400 | $571.94F15 | −$228,776 | 67,020 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −1,300 | $573.09F16 | −$745,017 | 65,720 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −100 | $574.05 | −$57,405 | 65,620 | Direct | |
| Dec 6, 2023 | Common Stock | SSaleDisposed | −296 | $575.48F17 | −$170,342.08 | 65,324 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 6, 2023 | Common Stock | MOption exerciseDisposed | −78,170 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from $565.76 to $566.67. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F2
This transaction was executed in multiple trades ranging from $566.7647 to $567.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades ranging from $567.7647 to $568.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades ranging from $568.77 to $569.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades ranging from $569.77 to $570.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades ranging from $570.77 to $571.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades ranging from $571.77 to $572.6309. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
This transaction was executed in multiple trades ranging from $572.77 to $573.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
This transaction was executed in multiple trades ranging from $575.11 to $575.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F10
This transaction was executed in multiple trades ranging from $566.03 to $567. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F11
This transaction was executed in multiple trades ranging from $567.11 to $568.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F12
This transaction was executed in multiple trades ranging from $568.17 to $569.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F13
This transaction was executed in multiple trades ranging from $569.22 to $570.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F14
This transaction was executed in multiple trades ranging from $570.26 to $571.07. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F15
This transaction was executed in multiple trades ranging from $571.42 to $572.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F16
This transaction was executed in multiple trades ranging from $572.52 to $573.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F17
This transaction was executed in multiple trades ranging from $575.40 to $575.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
Remarks
All reported transactions effected pursuant to a 10b5-1 trading plan adopted by the reporting person on 9/8/2023.