Kalbfleisch Kurt L.'s Form 4 filing
DarkHorse Technologies Inc. (ANY) · filed Dec 4, 2023
- Accession no.
- 0001062993-23-021855
- Filed
- Dec 4, 2023
- Trade date
- Nov 30-Dec 1, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $51.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kalbfleisch Kurt L.CIK 0001409130 | Officer (SVP and CFO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2023 | Common Stock | SSaleDisposed | −26,240 | $0.63 | −$16,531.2 | 53,483 | Direct | |
| Dec 1, 2023 | Common Stock | MOption exerciseAcquired | +97,143 | – | – | 150,626 | Direct | |
| Dec 1, 2023 | Common Stock | FTax withholdingDisposed | −34,000 | $0.80 | −$27,200 | 116,626 | Direct | |
| Dec 1, 2023 | Common Stock | SSaleDisposed | −38,617 | $0.91 | −$35,141.47 | 78,089 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 1, 2023 | Common Stock | MOption exerciseDisposed | −97,143 | – | – | 23,214 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.