Skip to main content

Kuhlmann Shirley R.'s Form 4 filing

Collegium Pharmaceutical, Inc (COLL) · filed Nov 29, 2023

Accession no.
0001062993-23-021604
Filed
Nov 29, 2023
Trade date
Nov 27, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $660.0K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kuhlmann Shirley R.CIK 0001734919Officer (EVP and General Counsel)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 27, 2023Common StockMOption exerciseAcquired+25,600$15.90+$407,040145,118Direct
Nov 27, 2023Common StockSSaleDisposed−25,600$25.78−$659,968119,518Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 27, 2023Common StockMOption exerciseDisposed−25,600$0.00$00Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)