Walsh Paul S's Form 4 filing
Vintage Wine Estates, Inc. (VWE) · filed Nov 24, 2023
- Accession no.
- 0001062993-23-021440
- Filed
- Nov 24, 2023
- Trade date
- Dec 14, 2021-Nov 22, 2023
- Filing delay
- 710 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market purchases total $80.2K. It was filed 710 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walsh Paul SCIK 0001197616 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 22, 2023 | Common Stock | PPurchaseAcquired | +50,000 | $0.58F1 | +$29,000 | 678,793 | Direct | |
| Dec 14, 2021 | Common Stock | PPurchaseAcquired | +5,000 | $10.23 | +$51,150 | 683,793 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.56 to $0.58, inclusive. Mr. Walsh undertakes to provide Vintage Wine Estates, Inc., any security holder of Vintage Wine Estates, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.