Kelley John J III's Form 4 filing
Equifax Inc (EFX) · filed Nov 17, 2023
- Accession no.
- 0001062993-23-021103
- Filed
- Nov 17, 2023
- Trade date
- Nov 15, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 10 non-derivative transactions and 3 derivative transactions. Open-market sales total $9.62M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kelley John J IIICIK 0001562224 | Officer (EVP, Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | MOption exerciseAcquired | +13,150 | $127.37 | +$1,674,915.5 | 26,544 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseAcquired | +15,899 | $138.45 | +$2,201,216.55 | 42,443 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseAcquired | +19,172 | $149.53 | +$2,866,789.16 | 61,615 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −405 | $195.35 | −$79,116.75 | 61,210 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −753 | $196.88 | −$148,250.64 | 60,457 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −4,266 | $198.27 | −$845,819.82 | 56,191 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −23,803 | $198.96 | −$4,735,844.88 | 32,388 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −5,365 | $199.91 | −$1,072,517.15 | 27,023 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −13,123 | $200.97 | −$2,637,329.31 | 13,900 | Direct | |
| Nov 15, 2023 | Common Stock | SSaleDisposed | −506 | $201.56 | −$101,989.36 | 13,394 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −13,150 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −15,899 | $0.00 | $0 | 0 | Direct | |
| Nov 15, 2023 | Common Stock | MOption exerciseDisposed | −19,172 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.