Osmium Capital LP's Form 4 filing
Spark Networks SE (LOV) · filed Nov 13, 2023
- Accession no.
- 0001062993-23-020658
- Filed
- Nov 13, 2023, 4:10 PM ET
- Trade date
- Nov 10-13, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $31.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Osmium Capital LPCIK 0001192534 | 10% Owner |
| Osmium Partners, LLCCIK 0001316729 | 10% Owner |
| Osmium Spartan L PCIK 0001367480 | 10% Owner |
| Lewis John HartnettCIK 0001386292 | 10% Owner |
| Osmium Capital II, LPCIK 0001451006 | 10% Owner |
| Osmium Diamond, LPCIK 0001589408 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2023 | American Depository Shares | SSaleDisposed | −233,111 | $0.0125F2 | −$2,913.89 | 109,251 | Direct | |
| Nov 10, 2023 | American Depository Shares | SSaleDisposed | −2,584,397 | $0.0109F4 | −$28,169.93 | 0 | Indirect | |
| Nov 13, 2023 | American Depository Shares | SSaleDisposed | −21,382 | $0.01 | −$213.82 | 87,869 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The price reported in Column 4 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $0.0120 to $0.0154, inclusive. The Reporting Persons undertake to provide to Spark Networks SE, any security holder of Spark Networks SE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ADSs sold at each separate price within the range set forth in footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F4
Includes sales of 1,169,950, 478,602, 339,535 and 596,310 ADSs by Osmium Capital, LP, Osmium Capital II, LP, Osmium Spartan, LP and Osmium Diamond, LP, respectively, resulting in each of the foregoing entities holding zero ADSs. The price reported in Column 4 is a weighted average price. These ADSs were sold in multiple transactions at prices ranging from $0.0061 to $0.015, inclusive. The Reporting Persons undertake to provide to Spark Networks SE, any security holder of Spark Networks SE, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of ADSs sold at each separate price within the range set forth in footnote (4) to this Form 4.
Referenced by the price of 1 transaction in Table I.
Remarks
*Each reporting person expressly disclaims beneficial ownership of any securities of the Issuer except for those securities that are owned directly by the reporting person or to the extent of the reporting person's pecuniary interest in the entity which owns such securities.