Mansueto Joseph D's Form 4 filing
Morningstar, Inc. (MORN) · filed Nov 13, 2023
- Accession no.
- 0001062993-23-020599
- Filed
- Nov 13, 2023
- Trade date
- Nov 9-10, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions. Open-market sales total $3.21M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mansueto Joseph DCIK 0001324069 | Director, Officer (Executive Chairman), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2023 | Common Stock | SSaleDisposed | −2,610 | $262.12F2 | −$684,133.2 | 11,453,862 | Direct | |
| Nov 9, 2023 | Common Stock | SSaleDisposed | −40 | $262.92 | −$10,516.8 | 11,453,822 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −801 | $260.45F3 | −$208,620.45 | 11,453,021 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −313 | $260.99F4 | −$81,689.87 | 11,452,708 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −1,317 | $262.24F5 | −$345,370.08 | 11,451,391 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −3,027 | $263.49F6 | −$797,584.23 | 11,448,364 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −2,055 | $264.92F7 | −$544,410.6 | 11,446,309 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −1,277 | $265.91F8 | −$339,567.07 | 11,445,032 | Direct | |
| Nov 10, 2023 | Common Stock | SSaleDisposed | −735 | $266.26F9 | −$195,701.1 | 11,444,297 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The transaction was executed in multiple trades at prices ranging from $261.7700 to $262.5300. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
The transaction was executed in multiple trades at prices ranging from $259.7100 to $260.7000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
The transaction was executed in multiple trades at prices ranging from $260.7200 to $261.4000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
The transaction was executed in multiple trades at prices ranging from $261.7200 to $262.5500. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
The transaction was executed in multiple trades at prices ranging from $262.9650 to $263.8700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
The transaction was executed in multiple trades at prices ranging from $264.2000 to $265.1700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F8
The transaction was executed in multiple trades at prices ranging from $265.2200 to $266.2150. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F9
The transaction was executed in multiple trades at prices ranging from $266.2200 to $266.5000. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Morningstar or a shareholder of Morningstar full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.