McLane Charles Douglas Jr's Form 4 filing
Carpenter Technology CorpCRS · filed Nov 8, 2023
- Accession no.
- 0001062993-23-020331
- Filed
- Nov 8, 2023
- Trade date
- Nov 6-7, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $251.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McLane Charles Douglas JrCIK 0001828400 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock | MOption exerciseAcquired | +10,500 | $18.26 | +$191,730 | 10,500 | Direct | |
| Nov 6, 2023 | Common Stock | MOption exerciseAcquired | +2,826 | $33.43 | +$94,473.18 | 13,326 | Direct | |
| Nov 6, 2023 | Common Stock | MOption exerciseAcquired | +2,408 | $34.30 | +$82,594.4 | 15,734 | Direct | |
| Nov 6, 2023 | Common Stock | FTax withholdingDisposed | −5,484 | $67.27 | −$368,908.68 | 10,250 | Direct | |
| Nov 7, 2023 | Common Stock | SSaleDisposed | −3,791 | $66.42 | −$251,798.22 | 6,459 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 6, 2023 | Common Stock | MOption exerciseDisposed | −10,500 | –F2 | – | 0 | Direct | |
| Nov 6, 2023 | Common Stock | MOption exerciseDisposed | −2,826 | –F2 | – | 0 | Direct | |
| Nov 6, 2023 | Common Stock | MOption exerciseDisposed | −2,408 | –F2 | – | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.
Referenced by the price of 3 transactions in Table II.