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McLane Charles Douglas Jr's Form 4 filing

Carpenter Technology Corp (CRS) · filed Nov 8, 2023

Accession no.
0001062993-23-020331
Filed
Nov 8, 2023
Trade date
Nov 6-7, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $251.8K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McLane Charles Douglas JrCIK 0001828400Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 6, 2023Common StockMOption exerciseAcquired+10,500$18.26+$191,73010,500Direct
Nov 6, 2023Common StockMOption exerciseAcquired+2,826$33.43+$94,473.1813,326Direct
Nov 6, 2023Common StockMOption exerciseAcquired+2,408$34.30+$82,594.415,734Direct
Nov 6, 2023Common StockFTax withholdingDisposed−5,484$67.27−$368,908.6810,250Direct
Nov 7, 2023Common StockSSaleDisposed−3,791$66.42−$251,798.226,459Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 6, 2023Common StockMOption exerciseDisposed−10,500––0Direct
Nov 6, 2023Common StockMOption exerciseDisposed−2,826––0Direct
Nov 6, 2023Common StockMOption exerciseDisposed−2,408––0Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)