Sequoia Capital U.S. Venture Fund XIV, L.P.'s Form 4 filing
Maplebear Inc. (CART) · filed Sep 22, 2023
- Accession no.
- 0001062993-23-018424
- Filed
- Sep 22, 2023, 9:26 PM ET
- Trade date
- Sep 21, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 11 non-derivative transactions and 24 derivative transactions. Open-market purchases total $30.0M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Sequoia Capital U.S. Venture Fund XIV, L.P.CIK 0001556027 | 10% Owner |
| Sequoia Capital U.S. Venture Partners Fund XIV, L.P.CIK 0001556219 | 10% Owner |
| SC US (TTGP), Ltd.CIK 0001607841 | 10% Owner |
| SC U.S. Venture XIV Management, L.P.CIK 0001611397 | 10% Owner |
| Sequoia Capital Global Growth Fund II, L.P.CIK 0001656515 | 10% Owner |
| Sequoia Capital Global Growth II Principals Fund, L.P.CIK 0001656516 | 10% Owner |
| Sequoia Capital Global Growth Fund III - Endurance Partners, L.P.CIK 0001740907 | 10% Owner |
| SC Global Growth II Management, L.P.CIK 0001743989 | 10% Owner |
| SCGGF III - Endurance Partners Management, L.P.CIK 0001767303 | 10% Owner |
| SCGGF III - U.S./India Management, L.P.CIK 0001836399 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2023 | Common Stock | CConversionAcquired | +2,565,244 | – | – | 4,405,162 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +39,670 | – | – | 68,020 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +351,374 | – | – | 351,374 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +25,726,519 | – | – | 25,726,519 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +4,744,206 | – | – | 4,744,206 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +308,013 | – | – | 308,013 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +1,774,756 | – | – | 1,774,756 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +164,955 | – | – | 164,955 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +14,185 | – | – | 14,185 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionAcquired | +11,937,988 | – | – | 12,393,305 | Indirect | |
| Sep 21, 2023 | Common Stock | PPurchaseAcquired | +1,000,000 | $30.00 | +$30,000,000 | 1,000,000 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 21, 2023 | Common Stock | CConversionDisposed | −29,655 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −25,372,460 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −8,328,209 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −117 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −2,730,563 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −195,343 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −258,964 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −1,254,314 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −1,452,690 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −103,925 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −56,571 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −640,679 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −2,565,244 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −39,670 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −560,953 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −8,745 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −1,774,756 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −164,955 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −38,524 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −1,637,777 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −12,796 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −321,719 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −77,009 | $0.00 | $0 | 0 | Indirect | |
| Sep 21, 2023 | Common Stock | CConversionDisposed | −1,272 | $0.00 | $0 | 0 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.